What the course covers
Module 01:
Why compliance fails in practice (and what behaviour has to do with it)
See why employees knowing the rules doesn’t always mean following them – and learn to spot the “knowledge vs behaviour” misdiagnosis that derails so many compliance efforts.
Module 02:
A practical introduction to behavioural science (for compliance)
Learn how people actually make decisions – and why that process is often far less rational than we might assume – to build a solid behavioural-science foundation for everything to come.
Module 03:
Behavioural science and the compliance frameworks you already use
Discover how behavioural science complements what you already do – including how it maps on to the Three Lines of Defence model.
Module 04:
Designing processes (and relationships) that make the right behaviour easier
Learn the EAST framework (Easy, Attractive, Social, Timely) and how to use it to make the right action the likely one by applying practical insights such as defaults, friction, and social proof.
Module 05:
Compliance messaging that people actually notice and act on
Apply the ten-step Message Design Checklist – using insights like the messenger effect and salience – to write messages that get noticed and acted on.
Module 06:
Training, guidance and support – learning through a behavioural lens
Build training and support that applies insights like the spacing effect and psychological safety to make learning stick while encouraging people to ask the questions that matter.
Module 07:
Ethics, trust and behavioural compliance
Consider where the line sits between influence and manipulation and apply a simple three-question ethics test (accuracy, autonomy, transparency) so your behavioural approach builds trust rather than eroding it.
Module 08:
What next? Continuing to build behavioural science into your compliance processes
Consolidate everything you’ve learned and leave with a concrete next step for putting it into practice. Plus, see why it all matters more than ever as AI reshapes financial services while still leaving humans at the centre of every system.